DID LIZBETH TRACY BLOOM CAUSE YOU INVESTMENT LOSSES?
Lizbeth Bloom Formerly With Arive Capital Markets Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Lizbeth Bloom formerly with Arive Capital Markets?
Lizbeth Bloom (CRD #2301603) who was formerly registered with Arive Capital Markets and located in North Miami Beach, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Arive Capital Markets, Lizbeth Bloom was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Lizbeth Bloom Customer Complaints
Lizbeth Bloom has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Arive Capital Markets in favor of the investor. The other complaint was denied by Lizbeth Bloom’s former employers and, the customers took no further action.
Allegations Against Lizbeth Bloom
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unauthorized trading.
- Unauthorized transactions.
Lizbeth Bloom Red Flags & Your Rights As An Investor
Of course, Lizbeth Bloom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lizbeth Bloom at Arive Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Lizbeth Bloom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arive Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Arive Capital Markets Due To Lizbeth Bloom
If you have questions about Arive Capital Markets and/or Lizbeth Bloom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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