DID LOUISE DELUCA FALLICA CAUSE YOU INVESTMENT LOSSES?
About Louise Fallica Of American Portfolios Financial Services, Inc.?
Louise Fallica (CRD #1375433) is currently registered with American Portfolios Financial Services, Inc. (CRD# 18487) in Smithtown, New York, since November 2014, and with American Portfolios Advisors, Inc. (CRD# 112697) in Holbrook, New York, since January 2018. Over her extensive career spanning more than three decades, Fallica has been associated with several firms including Professional Planning Services, Securities Service Network, Inc., and Securities America, Inc. She is licensed in 16 U.S. states and territories and has passed one principal/supervisory exam (Series 24), two general industry/product exams (Series 7 and SIE), and two multi-state securities law exams (Series 63 and 66).
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Louise Fallica Customer Complaints and Reviews
Louise D. Fallica has one reported customer dispute:
- Customer Dispute (Closed 2023): The claimant alleged being charged excessive fees over a 20-year period related to variable annuity and advisory fees, with alleged damages amounting to $210,000. The complaint, filed on November 18, 2022, was closed with no action on June 28, 2023. Fallica stated that the fees were fully disclosed and acknowledged by the client, in line with firm and industry policies.
Allegations Against Louise Fallica
- 2022 Allegation: Fallica faced an allegation regarding the charging of excessive fees for services connected to a variable annuity and advisory fees spanning two decades. The client claimed damages of $210,000. Fallica defended that the fees charged were transparent and consistent with established policies. The case was concluded without action.
Louise Fallica Red Flags & Your Rights As An Investor
Of course, Louise Fallica did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louise Fallica at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Louise Fallica has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Louise Fallica
If you have questions about American Portfolios Financial Services, Inc. and/or Louise Fallica and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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