DID LUIS ALONSO CORRALES CAUSE YOU INVESTMENT LOSSES?
About Luis Corrales formerly with Park Avenue Securities LLC?
Luis Corrales (CRD #5407809) has a diverse background in the securities industry though he is not currently registered. He has passed two general industry/product exams and one multi-state securities law exam. Throughout his career, Luis was registered with notable firms such as Park Avenue Securities LLC in Bethesda, Maryland, from June 2011 to January 2019, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rockville, Maryland, from February 2010 to December 2010. His professional footprint spans various roles, indicating significant experience in the financial sector.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Luis Corrales Customer Complaints and Reviews
Luis A. Corrales has had several disclosure events in his career:
- Customer Dispute: 1 pending dispute where a client alleges inappropriate investment recommendations related to private investments, with claimed damages amounting to $100,000. This dispute is currently pending arbitration under FINRA.
- Termination: 1 incident of employment termination from Merrill Lynch due to improper methods of obtaining customer leads and non-compliance with internal review processes.
Allegations Against Luis Corrales
- Customer Complaints:
- Allegation: The recommendation of investments believed to be firm-approved, leading to significant financial discrepancies.
- Terminations:
- Allegation: Dismissal from Merrill Lynch due to the use of unauthorized channels for obtaining customer leads and a lack of cooperation during the firm’s review.
Luis Corrales Red Flags & Your Rights As An Investor
Of course, Luis Corrales did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luis Corrales at Park Avenue Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Luis Corrales has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Park Avenue Securities LLC Due To Luis Corrales
If you have questions about Park Avenue Securities LLC and/or Luis Corrales and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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