DID MAGGIE HUANG CAUSE YOU INVESTMENT LOSSES?
About Maggie Huang of Equitable Advisors, LLC?
Maggie Huang (CRD #6118992) , located in New York, New York, is a registered securities broker and investment adviser representative with Equitable Advisors, LLC. She has been employed by the firm since January 2013 and operates out of New York, NY. Ms. Huang is registered with one self-regulatory organization (FINRA) and holds licenses in 14 U.S. states and territories. Her qualifications include passing two general industry/product exams (Securities Industry Essentials and Series 7) and two multi-state securities law exams (Series 63 and 65). Throughout her career, she has maintained a stable employment record with no reported terminations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Maggie Huang Customer Complaints and Reviews
Maggie Huang has one reported customer dispute:
- Date: Complaint received on November 8, 2024.
- Complaint: The client alleges that Ms. Huang misrepresented tax penalties and the reduced death benefit of an existing insurance policy in recommending the sale of a new Variable Universal Life (VUL) policy.
- Resolution Status: The case is pending, with the customer claiming damages of $27,000. No settlement has been reached.
Allegations Against Maggie Huang
- The core allegation involves claims of misrepresentation regarding the tax implications and benefits of replacing an existing insurance policy with a new VUL policy. The customer believes this recommendation may not have been in the best financial interest, leading to a claimed loss of $27,000.
- This pending case highlights concerns about transparency and suitability when advising clients on policy changes. The allegations emphasize the importance of clear communication and thorough explanation of the financial impact of recommended actions.
Maggie Huang Red Flags & Your Rights As An Investor
Of course, Maggie Huang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maggie Huang at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Maggie Huang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Maggie Huang
If you have questions about Equitable Advisors, LLC and/or Maggie Huang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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