DID MANUEL PAREDES CAUSE YOU INVESTMENT LOSSES?
Manuel Paredes Formerly With First Standard Financial Company LLC, Worden Capital Management LLC and Spartan Capital Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Manuel Paredes formerly with First Standard Financial Company LLC?
Manuel Paredes (CRD #4733530) who was formerly registered with First Standard Financial Company LLC and located in Garden City, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Standard Financial Company LLC, Manuel Paredes was associated with Worden Capital Management LLC, Spartan Capital Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Manuel Paredes is currently suspended by FINRA for failure to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Manuel Paredes Customer Complaints
Manuel Paredes has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Laidlaw and Co. in favor of the investor. The same brokerage firm denied another customer complaint and, to date, no further action has been taken.
Allegations Against Manuel Paredes
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitability, overconcentration, and excessive commissions involving the trading of equity listed stocks.
- Excessive use of margin and churning.
Manuel Paredes Red Flags & Your Rights As An Investor
Of course, Manuel Paredes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Manuel Paredes at First Standard Financial Company LLC, Worden Capital Management LLC and Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Manuel Paredes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Standard Financial Company LLC, Worden Capital Management LLC and Spartan Capital Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At First Standard Financial Company LLC Due To Manuel Paredes
If you have questions about First Standard Financial Company LLC, Worden Capital Management LLC, Spartan Capital Securities, LLC and/or Manuel Paredes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...