DID MARA OTLEY CAUSE YOU INVESTMENT LOSSES?
Mara Otley of Independent Financial Partners was recently fired from Wells Fargo Advisors, following allegations that she attempted to send confidential client information to a third party.
Who is Mara Otley formerly with Independent Financial Partners?
Mara Otley (CRD #4432590) who is currently registered as a broker and investment advisor with Independent Financial Partners and located in Denver, Colorado, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mara Otley Employment History and Termination
Mara Otley has worked in the securities industry since 2011, with experience at Scottrade, Inc., Wells Fargo Clearing Services, LLC, and most recently at Wells Fargo Advisors Financial Network, LLC. Otley was employed as a registered broker from November 2022 until July 2024. She is currently registered with IFP Securities LLC as a registered broker and Independent Financial Partners as a financial advisor since July 16, 2024. Both companies are based in Denver, Colorado.
She passed one principal/supervisory exam, two general industry/product exams, and two multi-state securities law exams.
Otley was discharged from Wells Fargo Advisors Financial Network, LLC on July 15, 2024, following allegations of an alleged attempt to send confidential client information to a third party, as reported by Wells Fargo. This information is publicly accessible, to evaluate the compliance history of financial professionals.
Disclosure Event:
- Termination
- Date: July 15, 2024
- Firm: Wells Fargo Advisors Financial Network, LLC
- Allegation: Discharged after allegedly attempting to send confidential client information to a third party. This termination did not involve securities transactions but was related to internal policies on client confidentiality.
Mara Otley Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Mara Otley is a red flag which should put all current and former customers of Mara Otley at Independent Financial Partnerson alert to review carefully the activity and performance of their accounts and question whether Mara Otley engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Partners also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Independent Financial Partners Due To Mara Otley
If you have questions about Independent Financial Partners and/or Mara Otley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...