DID MARAT LIKHTENSTEIN CAUSE YOU INVESTMENT LOSSES?
Marat Likhtenstein Formerly With Osaic Wealth, Inc. was terminated on June 7, 2024, for failing to disclose personal loan transactions with a client
Who is Marat Likhtenstein formerly with Osaic Wealth, Inc.?
Marat Likhtenstein (CRD #2470480) who was formerly registered as a broker with Osaic Wealth, Inc. and located in Brooklyn, New York, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Marat Likhtenstein Employment History and Termination
Marat Likhtenstein has over two decades of experience in the securities industry, having worked for firms such as Osaic Wealth, Inc., (2018-2024), Signator Investors, Inc., (2001-2018) and Park Avenue Securities LLC. (1999-2001)
He passed two general industry/product exams and two multi-state securities law exams and held registrations across multiple firms, mostly in New York.
He was terminated by Osaic Wealth, Inc. on June 7, 2024, due to a failure to disclose personal loan transactions with a client. Subsequently, on August 5, 2024, he was permanently barred by FINRA after he refused to cooperate with their investigation, provide requested documents and information and failed to appear for testimony.
Disclosure Events:
Allegation: Terminated for failure to disclose personal loan transactions with a client.
Regulatory Action
Date: August 5, 2024
Regulator: FINRA
Allegation: Likhtenstein failed to provide documents and appear for testimony as requested by FINRA, related to a disclosure on a Form U5 filing by Osaic Wealth, Inc., stating that he did not disclose personal loans with a client.
Resolution: Permanent bar of all capacities.
Termination
Date: June 7, 2024
Firm: Osaic Wealth, Inc.
Marat Likhtenstein Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Marat Likhtenstein is a red flag which should put all current and former customers of Marat Likhtenstein at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Marat Likhtenstein engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Marat Likhtenstein
If you have questions about Osaic Wealth, Inc.and/or Marat Likhtenstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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