DID MARC ROBERT PINES CAUSE YOU INVESTMENT LOSSES?
Marc Pines Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct
Who is Marc Pines of Stifel, Nicolaus & Company, Incorporated?
Marc Pines (CRD #1025903) who is currently registered as a broker and investment advisor with Stifel, Nicolaus & Company, Incorporated and located in Boca Raton, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel, Nicolaus & Company, Incorporated, Marc Pines was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Marc Pines Customer Complaint
Marc Pines has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative sold stock without client’s consent or under the mistaken belief that he had the client’s consent. Stifel Nicholas and Co. denied the customer complaint, and to date, no further action has been taken.
Marc Pines Red Flags & Your Rights As An Investor
Of course, Marc Pines did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Pines at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Marc Pines has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Marc Pines
If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Marc Pines and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...