DID MARCELO JAVIER POLIAK CAUSE YOU INVESTMENT LOSSES?
Marcelo Poliak was fired from Jeffries LLC on November 1, 2024, due to compliance violations.
Who is Marcelo Poliak formerly with Jeffries LLC?
Marcelo Poliak (CRD #2465622) who was formerly registered as a broker with Jeffries LLC and located in Miami,, Florida, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Marcelo Poliak Employment History and Termination
Marcelo Javier Poliak has over 20 years of experience in the securities industry. His employment history includes Jefferies LLC (2017–2024), Wells Fargo Clearing Services, LLC (2004–2017), and Prudential Securities Incorporated (1994–1995).
He has passed three industry exams, including Series 7 and Series 66. He is not affiliated with a securities firm at this time.
On November 1, 2024, Mr. Poliak was terminated from Jefferies LLC due to compliance violations, including improper handling of wire transfers and off-channel communications.
Negative Disclosures Summary
Marcelo Javier Poliak has three disclosures, one termination and two customer disputes:
- Employment Termination:
- Firm: Jefferies LLC.
- Date: November 1, 2024.
- Allegations: Facilitated impermissible wire transfers and engaged in off-channel communications.
- Product Type: Wire Transfers.
- Customer Dispute 1:
- Date: September 8, 2020.
- Allegation: A former client alleged that a hedge fund investment did not meet their objectives and they were talked out of liquidating when performance declined.
- Outcome: Settled for $30,000 on June 14, 2021.
- Customer Dispute 2:
- Date: July 10, 2017.
- Allegation: The client alleged that risks and repayment structures were not disclosed regarding a foreign debt investment.
- Outcome: Complaint was withdrawn on July 25, 2017.
Marcelo Poliak Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Marcelo Poliak is a red flag which should put all current and former customers of Marcelo Poliak at Jeffries LLC on alert to review carefully the activity and performance of their accounts and question whether Marcelo Poliak engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Jeffries LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Jeffries LLC Due To Marcelo Poliak
If you have questions about Jeffries LLC and/or Marcelo Poliak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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