DID MARCIE BETH DALEO CAUSE YOU INVESTMENT LOSSES?
Marcie Daleo Of Morgan Stanley And Formerly With RBC Capital Markets, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Marcie Daleo of Morgan Stanley?
Marcie Daleo (CRD #1234009) who is currently registered as a broker and investment adviser with Morgan Stanley and located in Wellesley, Massachusetts, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Marcie Daleo was associated with RBC Capital Markets, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Marcie Daleo Customer Complaints
Marcie Daleo has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled in favor of the investor by Prudential Securities and the adviser was subsequently terminated for alleged misconduct. The other customer complaint was recently filed and denied by Morgan Stanley and to date, the investor has not filed any arbitration proceeding were taken any other action.
Allegations Against Marcie Daleo
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendation to purchase variable annuity contract.
- Unauthorized trading and unsuitability.
- The adviser signed the customer’s name to margin account agreement
Marcie Daleo Red Flags & Your Rights As An Investor
Of course, Marcie Daleo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcie Daleo at Morgan Stanley and RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Marcie Daleo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and RBC Capital Markets, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Marcie Daleo
If you have questions about Morgan Stanley, RBC Capital Markets, LLC and/or Marcie Daleo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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