DID MARCO DIFLORIO CAUSE YOU INVESTMENT LOSSES?
Marco Diflorio Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Marco Diflorio of NYLife Securities LLC?
Marco Diflorio (CRD #5643853) who is currently registered as a broker and investment adviser] with NBC Securities, Inc. and located in Hunt Valley, Maryland, is a subject of one of our many securities industry sales practice abuse investigations. Prior to NBC Securities, Inc., Gayle Dilla was associated with NBC Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Marco Diflorio Customer Complaint
Marco Diflorio has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misleading statements relating to the surrender charges of a variable annuity contract. NYLIFE settled the customer complaint in favor of the investor.
Marco Diflorio Red Flags & Your Rights As An Investor
Of course, Marco Diflorio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marco Diflorio at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Marco Diflorio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.