DID MARIA ELVA ALVAREZ CAUSE YOU INVESTMENT LOSSES?
Maria Alvarez Formerly With Ameriprise Financial Services, LLC and Investment Professionals, Inc. Has 14 Customer Complaints For Alleged Broker Misconduct
Who is Maria Alvarez formerly with Ameriprise Financial Services, LLC?
Maria Alvarez (CRD #4141564) who was formerly registered with Ameriprise Financial Services, LLC and located in McAllen, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Maria Alvarez was associated with Investment Professionals, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Maria Alvarez has been terminated by Ameriprise Financial Services for violation of company policies related to the custody and transfer of client funds and is no longer registered in the securities industry. This was the second time she was terminated by a brokerage firm.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Maria Alvarez Customer Complaints
Maria Alvarez has been the subject of 14 customer complaints that we know about to recover investment losses. Ten of the customer complaints were settled by Chase Investment Services Corp. in favor of the investors. Four of the customer complaints were denied by the same brokerage firm and the customers took no further action.
Allegations Against Maria Alvarez
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation relating to a variable annuity investment.
- Misrepresentations related to an offshore variable annuity contract.
- Solicitation and recommendation of an so-called outside investment.
- Unsuitable investment recommendations related to variable annuity contracts.
- Misrepresentation of a guarantee feature within a variable annuity contract.
Maria Alvarez Red Flags & Your Rights As An Investor
Of course, Maria Alvarez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maria Alvarez at Ameriprise Financial Services, LLC and Investment Professionals, Inc. on alert to review carefully the activity and performance of their accounts and question whether Maria Alvarez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Investment Professionals, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Maria Alvarez
If you have questions about Ameriprise Financial Services, LLC, Investment Professionals, Inc. and/or Maria Alvarez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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