DID MARIA DE LOS ANGELES LEON CAUSE YOU INVESTMENT LOSSES?
Maria Leon Formerly With PNC Investments was terminated on August 13, 2024. for allegations of misappropriation of customer funds
Who is Maria Leon formerly with PNC Investments
Maria Leon (CRD #6042515) who was formerly registered as a broker with PNC Investments and located in Grand Rapids, Michigan, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Maria Leon Employment History
Maria de los Angeles Leon has worked with five firms during her career, with her most recent position at PNC Investments (CRD# 129052) from June 2022 until September 2024. Prior to that, she held roles at J.P. Morgan Securities LLC (CRD# 79) across multiple locations from 2012 to 2017. She has passed three general industry/product exams, including the Securities Industry Essentials (SIE) and Series 7, as well as one multi-state securities law exam (Series 63). However, she has not passed any principal/supervisory exams and currently holds no professional designations.
She has held registrations in various states but is not currently registered with any firm or state. Notably, she was discharged from PNC Investments in August 2024 due to allegations of misappropriation of customer funds.
Maria Leon Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Maria Leon is a red flag which should put all current and former customers of Maria Leon at PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Maria Leon engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PNC Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At PNC Investments Due To Maria Leon
If you have questions about PNC Investments and/or Maria Leon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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