DID MARIO BRIAN BARONE CAUSE YOU INVESTMENT LOSSES?
Mario Barone of LPL Financial LLC?
Mario Brian Barone (CRD #1160694) is currently employed with LPL Financial LLC since November 18, 2009. He is licensed in 21 U.S. states and territories and serves as a General Securities Representative with FINRA. Barone holds a variety of securities qualifications, having passed four general industry/product exams (Series 7, Series 6, Series 22, and SIE) and two state securities law exams (Series 66 and Series 63). Previously, he worked at Howard Financial Services, Merrill Lynch, and BOSC, Inc.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mario Barone Customer Complaint and Reviews
- Total Incidents: 1
- Customer Dispute (Pending):
- Date Received: February 8, 2024
- Allegations: The customer claims that investments made in 2013-2014 were unsuitable given their investment objectives and risk tolerance.
- Product Type: Real Estate Security
- Damages: The amount is undetermined but claimed to exceed $5,000.
- Status: Pending arbitration with FINRA (Case #24-00296)
- Broker Statement: Barone denies wrongdoing, stating that his recommendations were suitable and aligned with the customer’s objectives and risk tolerance. He also emphasizes that the customer was fully aware of the risks.
Allegations Against Mario Barone
- Customer Complaint:
- Suitability Concerns: Allegedly provided investment recommendations that were unsuitable for the customer’s risk tolerance and objectives regarding real estate securities.
Mario Barone Red Flags & Your Rights As An Investor
Of course, Mario Barone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mario Barone at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Mario Barone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Mario Barone
If you have questions about LPL Financial LLC and/or Mario Barone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...