DID MARIZEL SCHIAVETTI CAUSE YOU INVESTMENT LOSSES?
Marizel Schiavetti Of A.G.P. / Alliance Global Partners Has 2 Customer Complaints For Alleged Broker Misconduct.
About Marizel Schiavetti of A.G.P. / Alliance Global Partners?
Marizel Schiavetti (CRD #4799389) , located in New York, New York, is currently registered with A.G.P./Alliance Global Partners as of December 2023. She is approved to operate in 11 U.S. states and territories and is registered with two self-regulatory organizations (SROs). Schiavetti’s previous employment history includes roles at Stoever Glass Wealth Management, Aegis Capital Corp., UBS Financial Services, and Wells Fargo Advisors. Her most recent registration with Stoever Glass Wealth Management ended in December 2023. Over her career, she has been associated with various firms in Florida and New York. Throughout her career, she has passed three general industry/product exams, including the Series 6, 7, and Securities Industry Essentials (SIE) exams, and two multi-state securities law exams (Series 63 and 65). Notably, she has not passed any principal/supervisory exams.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Marizel Schiavetti Customer Complaints and Reviews
Ms. Schiavetti has two customer disputes on her record as follows:
- Customer Dispute 1
- Employer: Stoever Glass & Company Inc.
- Date Filed: October 28, 2024
- Complaint: Following the customer’s death, the estate alleged unsuitable and excessive trading, fraud, negligence, breach of fiduciary duty, and other misconduct during the account’s management between 2018 and 2023. The customer and their adviser reportedly did not make complaints during the account’s active management.
- Product Types: Debt-Asset Backed and Debt-Municipal products.
- Alleged Damages: Between $1 million and $5 million.
- Status: Pending under FINRA Arbitration, Docket #24-02260.
- Customer Dispute 2
- Employer: Aegis Capital Corp.
- Date Filed: October 20, 2024
- Complaint: The client accused the broker of breach of fiduciary duty, fraud by misrepresentation, and negligence for activities between 2016 and 2018.
- Product Types: Debt-Asset Backed products.
- Alleged Damages: Estimated between $1 million and $5 million.
- Status: Pending under FINRA Arbitration, Boca Raton, FL, Docket #24-02259.
Allegations Against Marizel Schiavetti
The pending allegations against Marizel Schiavetti primarily involve claims of fraud, negligence, and breach of fiduciary duty:
- Case 1 – Stoever Glass & Company Inc.:
- The estate of a deceased client claims that unsuitable trading practices resulted in excessive transactions and financial losses. Alleged damages are significant, ranging from $1 million to $5 million.
- These accusations include claims of fiduciary and professional misconduct that reportedly occurred over five years.
- Case 2 – Aegis Capital Corp.:
- This dispute highlights accusations of fraudulent misrepresentation, negligence, and failure to act in the client’s best interest for activities spanning two years.
- Damages, estimated similarly between $1 million and $5 million, reflect the gravity of these allegations.
While both cases remain pending, the substantial monetary claims and serious allegations suggest significant scrutiny from regulatory authorities.
Marizel Schiavetti Red Flags & Your Rights As An Investor
Of course, Marizel Schiavetti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marizel Schiavetti at A.G.P. / Alliance Global Partners on alert to review carefully the activity and performance of their accounts and question whether Marizel Schiavetti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at A.G.P. / Alliance Global Partners also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At A.G.P. / Alliance Global Partners Due To Marizel Schiavetti
If you have questions about A.G.P. / Alliance Global Partners and/or Marizel Schiavetti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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