DID MARK A ALFORD CAUSE YOU INVESTMENT LOSSES?
Mark Alford Of TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Mark Alford of TIAA-CREF Individual & Institutional Services, LLC?
Mark Alford (CRD #6003335) who is currently registered as a broker and investment advisor with TIAA-CREF Individual & Institutional Services, LLC and located in Charlotte, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to TIAA-CREF Individual & Institutional Services, LLC, Mark Alford was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mark Alford Customer Complaint
Mark Alford has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to liquidate client’s accounts in accordance with his instructions in a timely manner. TIAA-CREF Individual & Institutional Services settled the customer complaint in favor of the investor.
Mark Alford Red Flags & Your Rights As An Investor
Of course, Mark Alford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Alford at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Alford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Mark Alford
If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Mark Alford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...