DID MARK BRUCE ALLEN CAUSE YOU INVESTMENT LOSSES?
About Mark Allen of Edward Jones?
Mark Allen (CRD #5681493) has been actively employed as a Financial Advisor at Edward Jones since August 2009. Over his career, Allen has demonstrated stability by maintaining a long-term position at Edward Jones’ office located in Greenville, South Carolina. He is registered with four Self-Regulatory Organizations and holds licenses in 17 U.S. states and territories. Allen has successfully passed two general industry/product exams (Securities Industry Essentials and General Securities Representative) and one multi-state securities law exam (Uniform Combined State Law Examination). His industry certifications reflect a focused competency in securities and investment advising.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mark Allen Customer Complaints and Reviews
Mark B. Allen has one disclosed customer dispute which is currently in an appeal phase:
- Customer Dispute (Closed-No Action / Withdrawn / Dismissed / Denied): A complaint was filed by a client against Allen, alleging that he was misled into purchasing a fixed annuity. The client claimed he would not have authorized the purchase had he known the nature of the product. The alleged damages were stated to be $28,000. However, after an investigation by Edward Jones, the claim was denied on June 13, 2024.
Allegations Against Mark Allen
- Allegation in Customer Dispute: The client accused Mark B. Allen of misleading him into purchasing a fixed annuity under false pretenses, stating a lack of clarity in communication about the product’s fixed nature. This dispute led to a formal complaint seeking $28,000 in damages, which was ultimately denied by the firm following an internal investigation.
Mark Allen Red Flags & Your Rights As An Investor
Of course, Mark Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Allen at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Mark Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Mark Allen
If you have questions about Edward Jones and/or Mark Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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