DID MARK RICHARD BECK CAUSE YOU INVESTMENT LOSSES?
About Mark Beck of Ameriprise Financial Services, LLC?
Mark Beck (CRD #6665794) is currently registered with Ameriprise Financial Services, LLC as of August 21, 2023. Before joining Ameriprise, he was employed with Comerica Securities from September 2016 to November 2023, and prior to that, he worked at Comerica Bank as a Senior Investment Strategist for over two decades. He has passed two general industry/product exams and one multi-state securities law exam. Beck is licensed to operate in 21 U.S. states and territories, including Michigan, California, and Florida. He has not passed any principal or supervisory exams, but he has maintained an active career in financial advising.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mark Beck Customer Complaints and Reviews
Mark Beck has one customer dispute on record, which is currently pending.
- Customer Dispute Filed March 6, 2024: The claim alleges that Beck’s investment recommendation of a hybrid preferred security was unsuitable based on the client’s investment profile. The client also alleges misrepresentation of the investment made in January 2023, with alleged damages amounting to nearly $150,000. The dispute is currently under FINRA arbitration Case #24-00447.
Allegations Against Mark Beck
- In 2007, a customer accused Graham of recommending unsuitable transactions in listed equities. The case was arbitrated, and the customer was awarded $72,500.
- In a more recent complaint of March 2024, another client alleged unauthorized ATM withdrawals, with $50,000 in damages claimed. The case is still pending.
Mark Beck Red Flags & Your Rights As An Investor
Of course, Mark Beck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Beck at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Beck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Mark Beck
If you have questions about Ameriprise Financial Services, LLC and/or Mark Beck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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