DID MARK ALLEN FROMMER CAUSE YOU INVESTMENT LOSSES?
Mark Frommer Of Oppenheimer & Co. Inc. And Formerly With Morgan Stanley Has 6 Customer Complaints For Alleged Broker Misconduct
Who is Mark Frommer of Oppenheimer & Co. Inc.?
Mark Frommer (CRD #1553129) who is currently registered as a broker and investment advisor with Oppenheimer & Co. Inc. and located in Chicago, Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co. Inc., Mark Frommer was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mark Frommer Customer Complaints
Mark Frommer has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Morgan Stanley in favor of the investors. Three of the customer complaints were denied by the brokerage firm and the customers took no further action to date. There is currently one arbitration proceeding pending against Morgan Stanley for Mark Frommer’s alleged misconduct.
Allegations Against Mark Frommer
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unauthorized trading.
- Failure to follow customer’s instructions.
- Unauthorized line of credit.
- Misrepresentation of private equity fund.
- Unsuitable recommendations of mutual fund investments.
- Unsuitable recommendation of investments and liquidity access line.
Mark Frommer Red Flags & Your Rights As An Investor
Of course, Mark Frommer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Frommer at Oppenheimer & Co. Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Frommer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Mark Frommer
If you have questions about Oppenheimer & Co. Inc., Morgan Stanley and/or Mark Frommer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...