DID MARK ANGELO GASSOSO CAUSE YOU INVESTMENT LOSSES?
About Mark Gassoso of B Riley Wealth Management?
Mark Gassoso (CRD #2590007) is a seasoned broker with a diverse registration and employment history. He is currently affiliated with B. Riley Wealth Management in Jersey City, New Jersey, registered there since July 2022. Throughout his career, Gassoso has been registered with multiple firms, indicating his extensive experience in the industry. He has been previously associated with National Securities Corporation, Barron Chase Securities, Inc., and several other firms, showcasing a wide range of industry engagements. His qualifications include passing 1 Principal/Supervisory Exam, 3 General Industry/Product Exams, and 1 Multi-State Securities Law Exam. He is currently registered with 1 SRO and licensed in 29 U.S. states and territories.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mark Gassoso Customer Complaints and Reviews
- Customer Dispute (1 incident):
- Date Received: July 3, 2024
- Allegations: The claimant alleges unsuitable recommendations and mismanagement of assets involving private placements.
- Status: Pending; the broker intends to vigorously defend against these allegations. Claimed damages are $500,000.
Allegations Against Mark Gassoso
- Customer Complaints:
- Pending Dispute (2024): Unsuitable investment recommendations and mismanagement of assets related to private placements, with a claim for damages amounting to $500,000.
Mark Gassoso Red Flags & Your Rights As An Investor
Of course, Mark Gassoso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Gassoso at B Riley Wealth Management on alert to review carefully the activity and performance of their accounts and question whether Mark Gassosohas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B Riley Wealth Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At B Riley Wealth Management Due To Mark Gassoso
If you have questions about B Riley Wealth Management and/or Mark Gassoso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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