DID MARK DUANE HOOVER CAUSE YOU INVESTMENT LOSSES?
Mark Hoover Of LPL Financial LLC And Formerly With Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct
Who is Mark Hoover of LPL Financial LLC?
Mark Hoover (CRD #2223156) who is currently registered with LPL Financial LLC and located in York, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Mark Hoover was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mark Hoover Customer Complaint
Mark Hoover has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the financial advisor’s failure to disclose to the customers for over contributing to their Roth IRA resulting in penalties. Mr. Hoover’s former employer settled the dispute in favor of the investor by providing the estimated amount of penalties to be incurred.
Mark Hoover Red Flags & Your Rights As An Investor
Of course, Mark Hoover did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Hoover at LPL Financial LLC and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Mark Hoover has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will Inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Mark Hoover
If you have questions about LPL Financial LLC, Waddell & Reed and/or Mark Hoover and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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