DID MARK JOHNSON CAUSE YOU INVESTMENT LOSSES?
Mark Johnson Of Steward Partners Investment Solutions, LLC And Formerly With Raymond James Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Mark Johnson of Steward Partners Investment Solutions, LLC?
Mark Johnson (CRD #1216677) who is currently registered as a broker and investment advisor with Steward Partners Investment Solutions, LLC and located in Albany, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Steward Partners Investment Solutions, LLC, Mark Johnson was associated with Raymond James Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mark Johnson Customer Complaints
Mark Johnson has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Mark Johnson’s former employers in favor of the investors. Raymond James Financial Services denied the other customer complaint, and to date, no further action has been taken by the investor.
Allegations Against Mark Johnson
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unauthorized and excessive trading.
- Unsuitable investment recommendations.
- Unauthorized trading.
Mark Johnson Red Flags & Your Rights As An Investor
Of course, Mark Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Johnson at Steward Partners Investment Solutions, LLC and Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Steward Partners Investment Solutions, LLC and Raymond James Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Steward Partners Investment Solutions, LLC Due To Mark Johnson
If you have questions about Steward Partners Investment Solutions, LLC, Raymond James Financial Services, Inc. and/or Mark Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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