DID MARK TIMOTHY MALLIA JR CAUSE YOU INVESTMENT LOSSES?
Mark Mallia, Jr. Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Mark Mallia, Jr. of Bankers Life Securities, Inc.?
Mark Mallia, Jr. (CRD #6189608) who is currently registered as a broker and investment adviser with Bankers Life Securities, Inc. and located in Beachwood, Ohio, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Bankers Life Securities, Inc., Mark Mallia, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mark Mallia, Jr. Customer Complaint
Mark Mallia, Jr. has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor did not act in the best interests of the customers regarding the sale of stocks which resulted in a tax obligation. Further, customer complained about sale of Guaranteed Lifetime Income Annuity as not being in the investor’s best interest. Bankers Life Securities recently denied the customer complaint and to date, it does not appear that the investor filed any FINRA arbitration proceeding or taken any other action.
Mark Mallia, Jr. Red Flags & Your Rights As An Investor
Of course, Mark Mallia, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Mallia, Jr. at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Mallia, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Mark Mallia, Jr.
Just because the brokerage firm denied the customer complaints does not mean it does not have any merit. If you have questions about OBankers Life Securities, Inc. and/or Mark Mallia, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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