DID MARK JAY RICHARDSON CAUSE YOU INVESTMENT LOSSES?
Mark Richardson Formerly With Lightpath Capital, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Mark Richardson formerly with Lightpath Capital, Inc.?
Mark Richardson (CRD #6259211) who was formerly registered with Lightpath Capital, Inc. and located in Southlake, Texas, is a subject of one of our many securities industry sales practice abuse investigations. He is also an attorney associated with Richardson and Associates. Mark Richardson recently resigned from Lightpath Capital.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mark Richardson Customer Complaints
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are for violation of federal securities laws, violation of California securities laws, violation of California unfair, unlawful and fraudulent business practices act, breach of contract, fraud, breach of fiduciary duty, negligence and gross negligence related to a real estate private placement. The recommended real estate private placement transaction was invested by multiple clients who collectively suffered millions of dollars in losses.
Allegations Against Mark Richardson
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Breach of fiduciary duty related to the line of credit and transactions in a brokerage account.
- Failure to disclose nature, mechanics and risks of equity linked certificates of deposit to customer.
Mark Richardson Red Flags & Your Rights As An Investor
Of course, Mark Richardson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Richardson at Lightpath Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Richardson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lightpath Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Lightpath Capital, Inc. Due To Mark Richardson
If you have questions about Lightpath Capital, Inc. and/or Mark Richardson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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