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DID MARK DAVID VANDERHAGEN CAUSE YOU INVESTMENT LOSSES?

About Mark Vanderhagen formerly with Purshe Kaplan Sterling Investments?

Mark Vanderhagen

Mark Vanderhagen (CRD #1634101) has been active in the securities industry since 1987. Over his career, he has worked for four firms, most recently registered with Purshe Kaplan Sterling Investments from 2017 to 2018 and LPL Financial LLC from 1993 to 2017. Vanderhagen is currently associated with Wealth Advisors Group, where he serves as an Investment Adviser Representative and Wealth Management professional. He passed five industry exams, including the General Securities Principal Exam (Series 24) and the General Securities Representative Exam (Series 7). He is also a Certified Financial Planner (CFP).

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Mark Vanderhagen Customer Complaints and Reviews

Mark Vanderhagen has one customer dispute disclosed on his record.

  • Customer Dispute Filed March 2024
  • Complaint: The client alleges that Vanderhagen misrepresented the liquidity of a private placement purchase involving Hatteras Funds.
  • Details: The claim spans activities between March 2010 and March 2024
  • Damages: Alleged damages $115,000.
  • Status: The dispute is currently unresolved and pending further action.

Allegations Against Mark Vanderhagen

Pending Dispute (2024):

  • Allegations: Misrepresentation of liquidity, leading the client to believe the investment was more liquid than it proved to be.
  • Product: Private Placement (Hatteras Funds)
  • Status: Pending Dispute (2024):

Mark Vanderhagen Red Flags & Your Rights As An Investor

Of course, Mark Vanderhagen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Vanderhagen at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Mark Vanderhagen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Mark Vanderhagen

If you have questions about Purshe Kaplan Sterling Investments and/or Mark Vanderhagen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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