DID MARK HEATH WOODWARD CAUSE YOU INVESTMENT LOSSES?
About Mark Woodward of Kestra Investment Services, LLC?
Mark Woodward (CRD #4064469) is currently employed by Kestra Advisory Services, LLC and Kestra Investment Services, LLC. He has been registered with Kestra Investment Services since March 15, 2013, and with Kestra Advisory Services since May 5, 2016. Mark holds licenses in 16 U.S. states and territories and has passed three general industry/product exams and two state securities law exams. His previous employment includes roles at NFP Advisor Services, LLC from 2013 to 2016, Ameriprise Financial Services, Inc. from 2004 to 2013, and MetLife Securities, Inc. from 2000 to 2002.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mark Woodward Customer Complaints and Reviews
Mark Woodward has one pending customer dispute:
- Customer Dispute Received: August 21, 2024
- Complaint: The claimants allege that Mark made an unsuitable recommendation involving Direct Investment-DPP & LP Interests.
- Damages: The firm has estimated that damages would exceed $5,000.
Allegations Against Mark Woodward
The pending customer dispute involves accusations that Mark Woodward made an unsuitable recommendation concerning Direct Investment-DPP & LP Interests. The estimated damages are over $5,000, and the matter is currently unresolved. The case is being arbitrated through FINRA docket #24-01802.
Mark Woodward Red Flags & Your Rights As An Investor
Of course, Mark Woodward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Woodward at Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Woodward has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Mark Woodward
If you have questions about Kestra Investment Services, LLC and/or Mark Woodward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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