DID MARKUS GRACEN BYRD CAUSE YOU INVESTMENT LOSSES?
Markus Byrd Of Kestra Investment Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Markus Byrd of Kestra Investment Services, LLC?
Markus Byrd (CRD #2177376) who is currently registered as a broker with Pruco Securities, LLC and located in Uniondale, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, LLC, Michael Arteca was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michael Arteca Customer Complaints
Markus Byrd has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by the advisor’s former employer, and the investor took no further action. The other 2 customer complaints are recently filed FINRA arbitration proceedings against Kestra Investment Services and still pending.
Allegations Against Markus Byrd
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations for direct investments.
- Overconcentration of investors account. In exchange traded notes.
- Failure to disclose surrender charges.
Markus Byrd Red Flags & Your Rights As An Investor
Of course, Markus Byrd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Markus Byrd at Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Markus Byrd has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Markus Byrd
If you have questions about Kestra Investment Services, LLC and/or Markus Byrd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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