DID MARLON RICHARDSON CAUSE YOU INVESTMENT LOSSES?
About Nicholas Stamatis of Ameriprise Financial Services, LLC?
Marlon Richardson (CRD #6401574) is registered with Edward Jones in McComb, Mississippi, since November 2014. He has passed two general industry/product exams (Securities Industry Essentials Examination in October 2018 and General Securities Representative Examination in November 2014) and one multi-state securities law exam (Uniform Combined State Law Examination in December 2014). Richardson is registered with four Self-Regulatory Organizations (SROs) and licensed across 23 U.S. states and territories, showcasing a broad authorization to engage in securities activities across multiple jurisdictions.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Marlon Richardson Customer Complaints and Reviews
Marlon Richardson’s FINRA report includes one customer dispute disclosure:
- Customer Dispute (Pending): On April 19, 2024, a client alleged that Richardson failed to liquidate his account as instructed on April 9, 2024. The complaint is pending, and the damages, if any, are expected to be $5,000 or greater.
Allegations Against Marlon Richardson
- Customer Complaint: The pending dispute involves allegations that Richardson did not follow the client’s instructions to liquidate a self-directed fee-based account, potentially leading to financial repercussions for the client.
Marlon Richardson Red Flags & Your Rights As An Investor
Of course, Marlon Richardson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marlon Richardson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Marlon Richardson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Marlon Richardson
If you have questions about Edward Jones and/or Marlon Richardson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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