DID MARTIN BEIAN KAPPELLER CAUSE YOU INVESTMENT LOSSES?
Martin Kappeler Of J.P Morgan Securities LLC if still Has A Customer Complaint For Alleged Broker Misconduct
About Martin Kappeler of J.P Morgan Securities LLC?
Martin Brian Kappeler (CRD #5495402) has been registered with J.P. Morgan Securities LLC since October 2012. He is registered in 21 U.S. states. His academic credentials include passing three general industry/product exams and one state securities law exam, yet the absence of any principal/supervisory exams might indicate a limitation in his qualifications for higher responsibility roles. His continuous movement between firms, with past registrations including Chase Investment Services and several re-registrations, might raise questions about his stability or compliance with firm standards.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Martin Kappeler Customer Complaint and Reviews
Martin Kappeler’s career is marred by at least one recorded dispute:
- Customer Dispute (Closed – No Action)
- Date Complaint Received: January 25, 2023
- Allegations: The client alleged that Kappeler recommended an unsuitable investment regarding a variable annuity between November 14, 2022, and January 25, 2023.
- Outcome: The complaint was closed with no action taken. The firm denied the allegations, leaving potential unresolved concerns about the suitability of Kappeler’s investment recommendations. The complaint involved alleged damages of $33,393.00.
Allegations Against Martin Kappeler
The accusations against Martin Brian Kappeler involve:
- Unsuitable Investment Recommendations: He was accused of making investment recommendations that were not aligned with the client’s financial objectives, specifically concerning a variable annuity, suggesting a potential lapse in adequately assessing client needs and risk tolerance.
These points collectively paint a picture of a broker who has faced significant criticism in his handling of client investments.
Martin Kappeler Red Flags & Your Rights As An Investor
Of course, Martin Kappeler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Martin Kappeler at J.P Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Martin Kappeler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P Morgan Securities LLC Due To Martin Kappeler
If you have questions about J.P Morgan Securities LLC and/or Martin Kappeler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...