DID MATTHEW R BAILEY CAUSE YOU INVESTMENT LOSSES?
Matthew Bailey Of MML Investors Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Matthew Bailey of MML Investors Services, LLC?
Matthew Bailey (CRD #4634308) who is currently registered as a broker with MML Investors Services, LLC and located in Cincinnati, Ohio, is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Matthew Bailey was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Matthew Bailey Customer Complaints
Matthew Bailey has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints were settled by NYLIFE in favor of the investors.
Allegations Against Matthew Bailey
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- The transfer of proceeds from an inherited IRA into a traditional IRA caused a mandatory distribution and tax liability.
- Recommendation of variable universal life insurance policy included a premium that was not consistent with the client’s investment objectives.
- Misrepresentation of variable annuity as fixed annuity.
- Signature on insurance policy application was not customer’s signature.
Matthew Bailey Red Flags & Your Rights As An Investor
Of course, Matthew Bailey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Bailey at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Bailey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Matthew Bailey
If you have questions about MML Investors Services, LLC and/or Matthew Bailey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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