DID MATTHEW CHRISTOPHER DUPUIS CAUSE YOU INVESTMENT LOSSES?
Matthew Dupuis Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Matthew Dupuis of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Matthew Dupuis (CRD #4818837) who is currently registered as a broker and investment adviser with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Matthew Dupuis was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Matthew Dupuis Customer Complaints
Matthew Dupuis has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Merrill, Lynch Pierce Fenner and Smith for Matthew Dupuis’s alleged misconduct in favor of the investor. The other customer complaint was recently denied by the same brokerage firm and so far, the investor is not filed any arbitration proceeding or taken any other action.
Allegations Against Matthew Dupuis
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation and unsuitable investment recommendations.
- Unsuitable investment recommendations and misrepresentations related to a managed account.
Matthew Dupuis Red Flags & Your Rights As An Investor
Of course, Matthew Dupuis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Dupuis at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Matthew Dupuis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Matthew Dupuis
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Matthew Dupuis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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