DID MATTHEW D EITNER CAUSE YOU INVESTMENT LOSSES?
Matthew Eitner Of Laidlaw & Company (UK) Ltd. Has A Customer Complaint For Alleged Broker Misconduct
About Matthew Eitner Laidlaw & Company (UK) Ltd.?
Matthew Eitner (CRD #3267671) is registered with Laidlaw & Company (UK) Ltd. since October 2010, Eitner has a history marked by transitions between several firms, including stints at Aegis Capital Corp and Casimir Capital L.P. Despite being licensed in five U.S. states and territories and passing six general industry/product exams, one principal/supervisory exam, and one state securities law exam, his professional journey has been overshadowed by allegations of misconduct and a customer dispute resulting in a significant financial award against him. Such a background indicates potential risks associated with his advisory services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Matthew Eitner Customer Complaint and Reviews
- Customer Dispute (Award to Customer)
- Date Notice/Process Served: January 31, 2020
- Arbitration Filed: FINRA Case #20-00030
- Allegations: Negligence, misrepresentation, fraud, breach of duty including statutory duty, excessive commissions, and loss of opportunity.
- Outcome: The arbitration panel found Eitner jointly and severally liable, resulting in an award of $57,375.43 in compensatory damages and an additional $375.00 in fees to the claimant.
- Disposition Date: March 31, 2023
Allegations Against Matthew Eitner
Matthew D. Eitner was implicated in serious allegations involving negligence, misrepresentation, fraud, and breach of duty, which highlight grave concerns regarding his ethical standards and professional conduct. The FINRA arbitration case concluded with a significant financial award against him, underscoring the seriousness of the complaints about his handling of client investments and advisory practices. This background poses considerable risks for potential clients considering his financial advisory services.
Matthew Eitner Red Flags & Your Rights As An Investor
Of course, Matthew Eitner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Eitner at Laidlaw & Company (UK) Ltd. on alert to review carefully the activity and performance of their accounts and question whether Matthew Eitner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Laidlaw & Company (UK) Ltd. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Laidlaw & Company (UK) Ltd. Due To Matthew Eitner
If you have questions aboutabout Laidlaw & Company (UK) Ltd. and/or Matthew Eitner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...