DID MATTHEW I JOHNSON CAUSE YOU INVESTMENT LOSSES?
About Matthew Johnson of Northwestern Mutual Investment Services, LLC?
Matthew Johnson (CRD #6593833) , located in San Diego, California, is a registered securities broker with Northwestern Mutual Investment Services, LLC, where he has been employed since June 25, 2021. Operating out of San Diego, California, Mr. Johnson is registered with FINRA and holds licenses in 12 U.S. states and territories. His qualifications include passing two general industry/product exams (Securities Industry Essentials and Series 6) and one multi-state securities law exam (Series 63). His professional history reflects stable employment, with no terminations reported.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Matthew Johnson Customer Complaints and Reviews
- Customer Dispute received October 10, 2024.
- Complaint: The customer alleged that variable life insurance policies were misrepresented as investment accounts.
- Alleged Damages: to be determined but no less than $5,000.
- Details: The case involves potential issues with the presentation and suitability of the insurance products sold. The customer requested a refund of premiums paid
- Status: The dispute is pending.
Allegations Against Matthew Johnson
- The allegations center on the misrepresentation of variable life insurance policies, with the customer claiming they were presented as investment accounts rather than insurance products. The client has requested a refund of premiums paid, suggesting financial dissatisfaction with the product.
- While no specific damages were alleged, the firm estimated the refund would exceed $5,000. The dispute remains unresolved, with no admission of fault or settlement reported.
- This pending case highlights the importance of clear and transparent communication about product details and risks.
Matthew Johnson Red Flags & Your Rights As An Investor
Of course, Matthew Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Johnson at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Matthew Johnson
If you have questions about Northwestern Mutual Investment Services, LLC and/or Matthew Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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