DID MCFADDIN MOISE III CAUSE YOU INVESTMENT LOSSES?

McFaddin Moise, III Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With First Allied Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is McFaddin Moise, III of Merrill Lynch, Pierce, Fenner & Smith Incorporated?

McFaddin Moise, III (CRD #4334645) who is currently registered as a broker and investment adviser with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Fort Myers, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, McFaddin Moise, III was associated with First Allied Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

McFaddin Moise, III Customer Complaint

McFaddin Moise, III has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative recommended nontraded REIT which was unsuitable. First Allied Securities settled the customer complaint in favor of the investor.

McFaddin Moise, III Red Flags & Your Rights As An Investor

Of course, McFaddin Moise, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of McFaddin Moise, III at Merrill Lynch, Pierce, Fenner & Smith Incorporated and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether McFaddin Moise, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To McFaddin Moise, III

If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Allied Securities, Inc. and/or McFaddin Moise, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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