DID MELANIE DIANE GILMORE CAUSE YOU INVESTMENT LOSSES?
About Melanie Gilmore of Wells Fargo Clearing Services, LLC?
Melanie Gilmore (CRD #4945629) is currently employed and registered with Wells Fargo Clearing Services, LLC in La Jolla, CA, since August 4, 2017. Her professional background spans multiple prestigious firms, including previous registrations with Morgan Stanley and Merrill Lynch in California, and a brief stint at UBS Financial Services and A.G. Edwards & Sons, Inc. Melanie is registered with multiple Self-Regulatory Organizations (SROs) and licensed in 37 U.S. states and territories. Throughout her career, she has passed two general industry/product exams (Series 7 and Securities Industry Essentials Exam) and one state securities law exam (Series 66)
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Melanie Gilmore Customer Complaints and Reviews
- Melanie Gilmore has had one customer dispute reported in her BrokerCheck record:
- Customer Dispute (2021): A claimant alleged that Melanie made unsuitable securities recommendations not aligned with the claimant’s investment experience and risk tolerance. The alleged damages amount to $500,000. The complaint, filed under case number 24-00603, is currently pending with a FINRA arbitration/reparation forum.
Allegations Against Melanie Gilmore
- Melanie Diane Gilmore faces the following allegations based on the customer dispute listed:
- Allegations (2021): Unsuitable securities recommendations given the client’s investment profile, filed on March 19, 2024. The matter is presently pending resolution under FINRA’s jurisdiction.
Melanie Gilmore Red Flags & Your Rights As An Investor
Of course, Melanie Gilmore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melanie Gilmore at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Melanie Gilmore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Melanie Gilmore
If you have questions about Wells Fargo Clearing Services, LLC and/or Melanie Gilmore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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