DID MICHAEL OWEN BARRY CAUSE YOU INVESTMENT LOSSES?
Michael Barry Of Stifel Nicolaus & Company And Formerly With Sterne Agee & Leach and Sterne Agee Asset Management Has A Customer Complaint For Alleged Broker Misconduct
Who is Michael Barry of Stifel Nicolaus & Company?
Michael Barry (CRD #2690041) who is currently registered with Stifel Nicolaus & Company and located in New Orleans, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel Nicolaus & Company, Michael Barry was associated with Sterne Agee & Leach, Sterne Agee Asset Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Michael Barry Customer Complaint
Michael Barry has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, misrepresentation and non-disclosure, negligence and gross negligence, and violation of Louisiana Securities Laws. The customer complaint filed against Michael Barry’s current employer Stifel Nicolaus & Company for investment losses caused by the alleged misconduct is pending as of the date of this report.
Michael Barry Red Flags & Your Rights As An Investor
Of course, Michael Barry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Barry at Stifel Nicolaus & Company, Sterne Agee & Leach, and Sterne Agee Asset Management on alert to review carefully the activity and performance of their accounts and question whether Michael Barry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company, Sterne Agee & Leach, and Sterne Agee Asset Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company Due To Michael Barry
If you have questions about Stifel Nicolaus & Company, Sterne Agee & Leach, Sterne Agee Asset Management, and/or Michael Barry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...