DID MICHAEL BRUCE COOPER CAUSE YOU INVESTMENT LOSSES?
Michael Cooper Of Ameriprise Financial Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct
About Michael Cooper Of Ameriprise Financial Services, LLC?
Michael Cooper (CRD #2716777) has a significant background in the securities industry. Currently employed with Ameriprise Financial Services, LLC in New York, NY (CRD# 6363) since November 2013, Cooper has an extensive registration history. Previously, he was associated with Morgan Stanley (CRD# 149777) from June 2009 to December 2013, and Citigroup Global Markets Inc. (CRD# 7059) from March 1996 to June 2009. Cooper is registered with one Self-Regulatory Organization (SRO) and licensed in 20 U.S. states and territories. He has passed two general industry/product exams and two multi-state securities law exams. His professional designations include Certified Financial Planner and Personal Financial Specialist.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michael Cooper Customer Complaints and Reviews
Michael B. Cooper has three customer disputes listed on his record. Here are the details of each:
- Dispute 1 (2003): Allegations included negligence, unsuitability, failure to execute and guard investments, and breach of fiduciary duty between March 2000 and January 2003. The alleged damages were $67,737.00. The complaint, received on May 14, 2003, was denied.
- Dispute 2 (2000): Clients alleged non-disclosure of charges associated with the Nuveen Closed End Fund, with alleged damages of $5,000.00. Received on February 9, 2000, and denied on March 16, 2000.
- Dispute 3 (1999): Allegations of negligence in monitoring the client’s accounts, with claimed damages of $16,000.00. The complaint was received on October 1, 1999, and denied on November 29, 1999.
Allegations Against Michael Cooper
Here are the specific allegations made against Michael B. Cooper:
- 2003 Allegation: Included claims of negligence, unsuitability of investment choices, failure to protect investments, and breach of fiduciary duties. The total damages sought were $67,737.00.
- 2000 Allegation: Concerned the alleged failure to inform clients about the fees associated with a specific investment product, leading to a dispute over $5,000.00.
- 1999 Allegation: Focused on the negligence in the monitoring of the client’s accounts, with the client’s attorney claiming $16,000.00 in damages.
Michael Cooper Red Flags & Your Rights As An Investor
Of course, Michael Cooper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Cooper at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Cooper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Michael Cooper
If you have questions about Ameriprise Financial Services, LLC and/or Michael Cooper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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