DID MICHAEL J HOOD CAUSE YOU INVESTMENT LOSSES?
Michael Hood Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Michael Hood of Morgan Stanley?
Michael Hood (CRD #1809589) who is currently registered as a broker and investment adviser with Morgan Stanley and located in Greenwood Village, Colorado, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Michael Hood was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michael Hood Customer Complaints
Michael Hood has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Citigroup Global Markets in favor of the investor. Morgan Stanley denied the other customer complaint and, to date, no further action has been taken.
Allegations Against Michael Hood
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations related to variable annuities and mutual funds.
- Unsuitability, negligence, misrepresentation, breach of fiduciary duty in violation of the Colorado securities act.
Michael Hood Red Flags & Your Rights As An Investor
Of course, Michael Hood did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Hood at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Hood has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Hood
If you have questions about Morgan Stanley and/or Michael Hood and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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