DID MICHAEL P HALPERIN CAUSE YOU INVESTMENT LOSSES?
About Michael Halperin of Morgan Stanley?
Michael Halperin (CRD #4448939) is a registered securities broker and investment adviser currently with Morgan Stanley since October 4, 2024. Previously, he had an extensive tenure with Merrill Lynch, Pierce, Fenner & Smith Incorporated from November 2001 to October 2024. Halperin is registered with four self-regulatory organizations and holds licenses across 43 U.S. states and territories. He has passed three industry exams, including the Series 7 General Securities Representative Examination and the Series 66 Uniform Combined State Law Examination, qualifying him to offer a broad range of investment advisory services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michael Halperin Customer Complaints and Reviews
Halperin has one customer dispute:
- Complaint filed September 5, 2024: The client alleges that Halperin failed to follow instructions regarding the investment of IRA funds into two index fund ETFs and did not provide any investment recommendations for these funds.
- Status: The complaint is pending with FINRA arbitration under Case #24-01918.
Allegations Against Michael Halperin
The primary allegation in the pending dispute involves claims that Halperin did not act on client instructions to invest IRA funds in specified index fund ETFs and failed to offer any alternative investment guidance.
Michael Halperin Red Flags & Your Rights As An Investor
Of course, Michael Halperin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Halperin at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Halperin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Halperin
If you have questions about Morgan Stanley and/or Michael Halperin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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