DID MICHAEL SHON HICKEY CAUSE YOU INVESTMENT LOSSES?
Michael Hickey Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Michael Hickey of Wells Fargo Clearing Services?
Michael Hickey (CRD #865291) who is currently registered with Wells Fargo Clearing Services and located in Mission Viejo, California is a subject of one of our many securities industry sales practice abuse investigations.
Michael Hickey Customer Complaints
Michael Hickey has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Michael Hickey’s customers’ complaints were denied and the customers did not take any further action.
Allegations Against Michael Hickey
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged that the closed end funds purchased in his account by Michael Hickey were not in accordance with his instructions.
- Client claimed excessive commissions related to distributions from her brokerage account could have been avoided if the distributions would have instead been withdrawn from her annuity allegedly by Michael Hickey.
Michael Hickey Red Flags & Your Rights As An Investor
Of course, Michael Hickey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Hickey at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Michael Hickey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Michael Hickey
If you have questions about Wells Fargo Clearing Services and/or Michael Hickey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...