DID MICHAEL NICHOLS CAUSE YOU INVESTMENT LOSSES
About Michael Nichols of NYLife Securities LLC?
Michael Nichols (CRD #4699651) is currently registered with NYLife Securities LLC and Eagle Strategies LLC, both located in Waltham, MA, with registrations beginning in July 2015 and May 2021 respectively. His career includes previous registrations with AXA Advisors and American Express Financial Advisors. Nichols is licensed in four U.S. states and territories and has passed four general industry/product exams including Series 7 and Series 6, along with multi-state securities law exams such as Series 65. His professional record highlights a steady presence in the financial advising sector with a focus on investment products and retirement planning.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michael Nichols Customer Complaints and Reviews
Michael Nichols has been involved in one reported customer dispute:
- Pending Customer Dispute (reported March 2024): Concerns a fixed annuity policy purchased in April 2016. The policy owner alleges receiving inaccurate information from Nichols, which purportedly caused her to miss several years of growth opportunity. The claim did not specify a damage amount but suggested it could exceed $5,000.
Allegations Against Michael Nichols
- Allegation from Pending Customer Dispute:
- Inaccurate information regarding a fixed annuity policy leading to alleged missed investment growth, as reported in March 2024. The customer claims the misunderstanding affected the performance of what was intended as a retirement investment.
Michael Nichols Red Flags & Your Rights As An Investor
Of course, Michael Nichols did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Nichols at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Nichols has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Michael Nichols
If you have questions about NYLife Securities LLC and/or Michael Nichols and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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