DID MICHAEL GLENN SEYMOUR CAUSE YOU INVESTMENT LOSSES?
Michael Seymour Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Michael Seymour of Centaurus Financial, Inc.?
Michael Seymour (CRD #1597042) who is currently registered as a broker and investment adviser with Centaurus Financial, Inc. and located in Winter Haven, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Centaurus Financial, Inc., Michael Seymour was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Seymour has had his own regulatory problems. In 2022, he consented to the sanctions and entry of findings that he failed to reasonably supervise registered representative’s recommendation and sales of unit investment trusts and alternative investments. As a result, he was suspended in any principal capacity for a period of one month and fined $10,000.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michael Seymour Customer Complaints
Michael Seymour has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled by Investors Capital Corp. in favor of the investor. There is currently one FINRA arbitration proceeding that was recently filed against Centaurus Financial for Michael Seymour’s alleged misconduct that is still pending.
Allegations Against Robert Smalanskas
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendation of high risk, speculative in illiquid investment in breach of advisors’ fiduciary duty.
- Suitability of investments involving REITs.
Michael Seymour Red Flags & Your Rights As An Investor
Of course, Michael Seymour did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Seymour at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Seymour has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Michael Seymour
If you have questions about Centaurus Financial, Inc. and/or Michael Seymour and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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