DID MICHAEL WARD SILVERMAN CAUSE YOU INVESTMENT LOSSES?
Michael Silverman Of Stifel Nicolaus & Company, Incorporated And Formerly With Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Michael Silverman of Stifel Nicolaus & Company, Incorporated?
Michael Silverman (CRD #1915352) who is currently registered as a broker and investment adviser with Stifel Nicolaus & Company, Incorporated and located in Conshohocken, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel Nicolaus & Company, Incorporated Michael Silverman was associated with Oppenheimer & Co. Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michael Silverman Customer Complaints
Michael Silverman has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints have been denied by Oppenheimer & Co. thus far, the investors have not taken any further action.
Allegations Against Michael Silverman
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation and unsuitable investment recommendations.
- Misrepresentation of safety of principal with respect to recommended investment.
Michael Silverman Red Flags & Your Rights As An Investor
Of course, Michael Silverman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Silverman at Stifel Nicolaus & Company, Incorporated and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Silverman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company, Incorporated and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company, Incorporated Due To Michael Silverman
If you have questions about Stifel Nicolaus & Company, Incorporated, Oppenheimer & Co. Inc. and/or Michael Silverman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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