DID MICHAEL STEWART CAUSE YOU INVESTMENT LOSSES?
About Michael Stewart of Wells Fargo Advisors Financial Network, LLC?
Michael Stewart (CRD #5190006) is currently employed with Wells Fargo Advisors Financial Network, LLC as a registered broker and Wells Fargo Advisors as a financial advisor, where he has been employed since April 19, 2024. Stewart is registered with one self-regulatory organization (FINRA) and holds licenses across 33 U.S. states and territories, including Florida, New York, and California. Stewart previously worked with Wells Fargo Advisors and Wells Fargo Clearing Services, LLC from 2006 until April 2024. His current registration covers multiple office locations in Fort Lauderdale, Florida. He has passed two general industry/product exams and one multi-state securities law exam, such as the Series 7 General Securities Representative Examination (2006) and the Series 66 Uniform Combined State Law Examination (2006).
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michael Stewart Customer Complaints and Reviews
Jeremy Raverty has one customer dispute disclosure:
- Customer Dispute Received: October 1, 2024 (Pending)
- Complaint: The client claims that charging commissions rather than management fees would have been more appropriate, leading them to seek reimbursement for fees charged from November 17, 2017, to October 1, 2024.
- Product Type: Self-Directed Fee-Based Accounts (non-managed)
- Alleged Damages: $139,097.80
Allegations Against Michael Stewart
Allegations: The client alleges inappropriate fee structuring, specifically that commissions should have been charged instead of management fees for a self-directed, fee-based account. The client has requested compensation, and the complaint is currently unresolved.
Michael Stewart Red Flags & Your Rights As An Investor
Of course, Michael Stewart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Stewart at Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Stewart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Michael Stewart
If you have questions about Wells Fargo Advisors Financial Network, LLC and/or Michael Stewart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.