DID MICHAEL ALEXANDER SWINEHART CAUSE YOU INVESTMENT LOSSES?
Michael Swinehart Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Michael Swinehart of Ameriprise Financial Services, LLC?
Michael Swinehart (CRD #4865539) who is currently registered as a broker and investment adviser with Ameriprise Financial Services, LLC and located in Henderson, Nevada, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Michael Swinehart was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michael Swinehart Customer Complaints
Michael Swinehart has been the subject of 2 customer complaints that we know about to recover investment losses. Ameriprise Financial Service, Inc. settled one of the customer complaints. The brokerage firm denied the other customer complaint and the customer took no further action.
Allegations Against Michael Swinehart
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation in regard to variable annuity purchase.
- Client alleged he did not receive the appropriate disclosures in regard to a variable universal life insurance policy.
Michael Swinehart Red Flags & Your Rights As An Investor
Of course, Michael Swinehart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Swinehart at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Swinehart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Michael Swinehart
If you have questions about Ameriprise Financial Services, LLC and/or Michael Swinehart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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