DID MICHAEL FRED ZANDERS CAUSE YOU INVESTMENT LOSSES?
Michael Zanders Of Ameriprise Financial Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct
Who is Michael Zanders of Ameriprise Financial Services, LLC?
Michael Zanders (CRD #475794) who is currently registered as a broker and investment adviser with Ameriprise Financial Services, LLC and located in Leewood, Kansas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Michael Zanders was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
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Michael Zanders Customer Complaints
Michael Zanders has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Four of the customer complaints were settled by Michael Zanders former employers in favor of the investors. Ameriprise Financial Services denied another customer complaint and to date it does not appear that the investor has taken any further action.
Allegations Against Michael Zanders
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendation to invest in variable annuity contract.
- Unauthorized futures contract transactions.
- Unauthorized and excessive trading in foreign currencies.
- Negligence, fraud, breach of fiduciary duty, involving excessive and unsuitable trading in client’s account.
- Fraud, misrepresentation, negligence, breach of fiduciary duty involving unsuitable transactions and equities in client’s account.
- Unsuitability, breach of fiduciary duty, churning, misrepresentations, and omissions of material facts.