DID MICHELLE PERRES CAUSE YOU INVESTMENT LOSSES?
John Orlando Formerly With SW Financial and Formerly With Joseph Gunnar & Co. LLC and Westpark Capital, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct
Who is Michelle Perres of Aegis Capital Corp.?
Michelle Perres (CRD #4350152) who is currently registered as a broker and investment adviser with Aegis Capital Corp. and located in Melville, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital Corp., Michelle Perres was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michelle Perres Customer Complaints
Michelle Perres has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Liberty Partners Financial Services for the advisors alleged misconduct in favor of the investor. Another customer complaint was denied by Ages Capital Corp. a couple of years ago and the investor took no further action. There is currently 1 FINRA arbitration proceeding filed against Ages Capital Corp. for Michelle Perres’ alleged misconduct that is still pending.
Allegations Against Michelle Perres
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investments in breach of customer agreement.
- Unsuitable recommendations of structured products.
- Unauthorized sale of one security to purchase another
Michelle Perres Red Flags & Your Rights As An Investor
Of course, Michelle Perres did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Perres at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Michelle Perres has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Michelle Perres
If you have questions about Aegis Capital Corp. and/or Michelle Perres and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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