DID MICHELLE CHRISTINE STEBBINS CAUSE YOU INVESTMENT LOSSES
Michelle Stebbins Of Stifel, Nicolaus & Company, Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct
About Michelle Stebbins of Stifel, Nicolaus & Company, Incorporated?
Michelle Stebbins (CRD #4156378) has a substantial history in the financial services industry, currently registered with Stifel, Nicolaus & Company, Incorporated in Grand Rapids, MI since May 18, 2018. She is registered with six self-regulatory organizations and licensed in 35 U.S. states and territories. Stebbins has completed a variety of exams, including 2 principal/supervisory exams, 4 general industry/product exams, and 2 state securities law exams, reflecting her broad qualifications in various aspects of the financial industry. Her career also includes previous registrations with Wells Fargo Clearing Services, LLC and Merrill Lynch, among others, demonstrating her extensive experience in financial advising.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michelle Stebbins Customer Complaints and Reviews
Michelle Stebbins’s FINRA report lists several negative disclosures, all categorized as customer disputes:
- Customer Dispute 1 (Pending): Filed with allegations of failure to supervise concerning transactions in equity-listed securities. Claimant alleges damages of $299,009.00, with the notice served on April 10, 2024.
- Customer Dispute 2 (Pending): Involves similar claims of failure to supervise with alleged damages amounting to $763,004.00, reported on April 9, 2024.
- Customer Dispute 3 (Pending): Another failure to supervise claim involving equity-listed securities, with alleged damages of $305,680.00, reported on March 21, 2024.
Allegations Against Michelle Stebbins
- Failure to Supervise: All allegations against Michelle Stebbins involve claims of inadequate supervision over transactions in equity-listed securities, which purportedly resulted in significant financial losses for clients. These disputes are currently pending arbitration under FINRA, highlighting serious concerns regarding her supervisory responsibilities within her brokerage activities.
Michelle Stebbins Red Flags & Your Rights As An Investor
Of course, Michelle Stebbins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Stebbins at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Michelle Stebbins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Michelle Stebbins
If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Michelle Stebbins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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