DID MICHELLE SUSAN STERNICK CAUSE YOU INVESTMENT LOSSES?
Michelle Sternick Formerly With TIAA-CREF Individual & Institutional Services, LLC was fired on September 20, 2024, following allegations of signing a customer’s name on a risk profile form without consent
Who is Michelle Sternick formerly with TIAA-CREF Individual & Institutional Services, LLC?
Michelle Sternick (CRD #2745111) who was formerly registered as a broker with TIAA-CREF Individual & Institutional Services, LLC and located in Seattle, Washington, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michelle Sternick Employment History and Termination
Michelle Susan Sternick has over 25 years of experience in the financial services industry. She worked with firms such as TIAA-CREF Individual & Institutional Services, LLC (2001–2024), First Allied Securities, Inc. (2000–2001), and The Dreyfus Service Corporation (1998–1999).
Sternick passed two general industry/product exams and two multi-state securities law exams, but she has no principal or supervisory certifications.
Her most recent employment at TIAA-CREF ended on September 20, 2024, with termination due to allegations of signing a customer’s name without consent. According+ to firm records, she was terminated after allegedly signing a customer’s name on a risk profile form without their knowledge or consent.
This incident followed a customer dispute that was later resolved with no action. The recent termination also highlights the importance of transparency in the financial services industry.
Negative Disclosures
- Customer Dispute:
- Date Received: September 13, 2024
- Details: A customer alleged that a profile change form for their advisory account was submitted with a forged signature. The firm investigated, reassigned the account to a new advisor, and closed the matter with no further action.
- Employment Termination:
- Date: September 20, 2024
- Details: Sternick was discharged from TIAA-CREF Individual & Institutional Services LLC after allegedly signing a customer’s name on a risk profile form without consent.
Michelle Sternick Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Michelle Sternick is a red flag which should put all current and former customers of Michelle Sternick at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michelle Sternick engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Michelle Sternick
If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Michelle Sternick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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