DID MICHELLE YANG CAUSE YOU INVESTMENT LOSSES
About Michelle Yang of Morgan Stanley?
Michelle Yang (CRD #5140308) , located in Irvine, California, has extensive professional experience in the securities industry as a registered broker and investment advisor. She has worked for four firms, with her most recent registration beginning on October 4, 2024, at Morgan Stanley. Previously, she was employed by Cetera Investment Advisers LLC (March 2022 to October 2024), Cetera Investment Services LLC (November 2020 to October 2024), and Fortune Securities, Inc. (May 2016 to December 2020). Ms. Yang is licensed in 53 U.S. states and territories and is registered with four Self-Regulatory Organizations (SROs). She has passed two General Industry/Product Exams (Series 7 and SIE) and two Multi-State Securities Law Exams (Series 63 and 65). She currently holds the title of Financial Advisor at Morgan Stanley in Irvine, California.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michelle Yang Customer Complaints and Reviews
- Customer dispute filed October 2, 2024:
- Complaint: The client alleges that Yang misrepresented the fees and commissions associated with a government debt product purchased.
- Status: Pending.
- Alleged Damages: Unspecified, but the firm estimates damages at $5,000 or more.
- Firm: Cetera Investment Services LLC
Allegations Against Michelle Yang
The pending disclosure against Ms. Yang involves a claim of misrepresentation regarding fees and commissions:
- Details of Allegation:
- The client claimed that the financial terms of a government debt product were inaccurately conveyed, leading to a dispute over fees and commissions.
- The nature of the complaint is financial misrepresentation, which can impact the perceived transparency and trustworthiness of the broker.
- Current Status:
- The matter is unresolved and pending investigation or settlement.
Michelle Yang Red Flags & Your Rights As An Investor
Of course, Michelle Yang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Yang at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michelle Yang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michelle Yang
If you have questions about Morgan Stanley and/or Michelle Yang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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